It's about time! You can visit the SEC or FINRA website and enter his name if you'd like to read the report. There is also some ugliness in there about a client alleging that he changed some answers on the client's risk tolerance on an application.
|Baking cookies just for you!|
Sorry about that, Kenny Boy! Hey, at least you still have that brilliant white smile in your pictures and those cookies ("...we will have our now WORLD FAMOUS oatmeal raisin and chocolate chunk (YES, CHUNK!!) cookies waiting for you. We bake them fresh right before the seminar so get there early and they will still be warm, right out of the oven. They will melt in your mouth and the cookie smell will envelop you and take you to cookie heaven!") to use to lure people to your seminars.
I wonder if the SEC would consider that to be false and misleading. Has anyone really gone to cookie heaven, Ken? Or, is that sort of a mythical place like the hall of fame for market timers?